ARCHIVES AND MANUSCRIPTS

[Collection Management Plan]

1. INTRODUCTION

The archives and manuscripts collections support the teaching, learning and research goals of the University of Auckland, and in particular the strategy "maintaining and developing quality collections, libraries, archives, technology and information services to support the teaching, learning, research and creative work of the University". They may include the archives and manuscripts of organisations and individuals whose subject matter is relevant to these goals, and also organisations and individuals associated with the University.

"Archives" as described in this Plan means the non-current records of an organisation which are of permanent retention value. "Donor" means an entity who transfers ownership of archives or manuscripts to the University of Auckland Library. "Manuscripts" means the records of individuals.

2. HISTORY OF THE COLLECTION

The General Library manuscripts and archives collection had its origin in the gift of the papers of Sir George Fowlds in 1939. Other gifts were added occasionally over the years until by 1961 a former University Librarian, Mr F.A. Sandall, could write in his annual report, "From now on archive and manuscript material is likely to be specifically mentioned in these reports." At this stage there were no special storage facilities for manuscripts, nor was there a librarian responsible for the organisation of this material. However, when the General Library moved into its present quarters in 1969, special provision was made for the archives and manuscripts in the form of an air-conditioned fireproof strongroom. At the same time the position of Special Collections Librarian was created (Michael Coleman) within the Reference Department, which included responsibility for the care and organisation of these materials.

The collection was arranged in five series:

  1. General. By far the biggest sequence and including all material not housed in the following subject series.
  2. Literary manuscripts. Works of fiction and poetry, in any non-Oceanic language.
  3. Maori and other Pacific Islands languages. Works written in any of the Oceanic languages, or material relating to their study.
  4. Industrial relations. Auckland branch union records and material relating to the trade union movement. Bert Roth, labour historian and Deputy Librarian for many years, was instrumental in encouraging local unions to donate much of this material.
  5. University of Auckland. Although the official records of the University are held by the Vice-Chancellor's Office, a number of University groups have donated material, and there is also a substantial amount of historical material, mostly resulting from Sir Keith Sinclair's research on the history of the University (published in the centennial year 1983).

The 1970s and 1980s were a time of considerable expansion of the collection. In 1989 a number of changes were made to the organisation of the collection, including a new arrangement by year/number as opposed to the unwieldy subject series system, and initiating a new catalogue using Inmagic which covered all post-1981 accessions. During the 1990s material continued to arrive steadily and much work went into inventorying collections, and enhancing and retrospectively adding records to the Inmagic database. This was completed in 1998, and in the same year the catalogue records were sent to the National Register of Archives and Manuscripts. Records continue to be reported as collections are fully arranged and described.

In 2002 major changes took place in the General Library. The archives and manuscripts and all special collections in the General Library (e.g. the New Zealand Glass Case and General Glass Case), together with rare book and archival material from the Science Group libraries, were incorporated in a new Special Collections facility on the Ground Floor. A supervised reading room was provided and the entire facility was air-conditioned. Stephen Innes became Special Collections Librarian with responsibility for this area, while retaining collection development responsibilities for the New Zealand & Pacific Collection which moved to Level G, adjacent to Special Collections and Matauranga Maori.

In the Architecture Library the archival collection began in 1975, when the Library received a donation of drawings by Mr H.L. Massey. These were followed a short time later by a collection of the work of Gummer and Ford. Subsequent donations represented the works of some of Auckland's well-recognised twentieth century architects, including M.K. & R.F. Draffin, R.A. Lippincott, Vernon Brown, Group Architects and Abbot & Annabel. The Architecture Archive is a partnership between the University Library and the School of Architecture, with input from the New Zealand Institute of Architects.

The ELAM Archives are housed in the Fine Arts Library  They have been donated by past and present staff and students and comprise diverse material documenting the history of the School of Fine Arts community. Additional archives and manuscript collections held in the Fine Arts Library's Mezzanine level reflect the teaching and research interests of the School of Fine Arts.

The Marylyn Mayo Rare Book Room opened in 2005 in the Law Library, following a bequest in the memory of Marylyn Mayo, an alumnus of the Law School. The collection comprises rare law books including historical and rare legal texts dating back to the eighteenth century.

3. DESCRIPTION OF COLLECTION

In the General Library, the archives and manuscripts collections are held in Special Collections (Manuscripts and Archives Catalogue). There are particular strengths in Auckland branch political and labour-related materials, and Maori materials. There are also significant archives and manuscripts collections in the Architecture Library (Architecture Archive) and the Fine Arts Library (Elam Archives).  The Architecture Library has a collection of architectural drawings, files on architects and their works, photographs, lectures, scrapbooks, notebooks; the Auckland Institute of Architects archive, NZIA awards, drawings and photographs from 1927 onwards and the Mawson Papers relating to planning in New Zealand. The Fine Arts Library holds the Elam Archive, the Snaps Gallery Archive, and the From Scratch archive.

The Sylvia Ashton-Warner Library holds 160m of the records of the Auckland College of Education and its  predecessor organisations dating from the 1880s, notably Auckland Teachers’ College, Primary Teachers’ College, Secondary Teachers College, North Shore Teachers’ College and Ardmore Teachers’ College. There are also the records of allied organisations, such as ‘The Old A’s’, an association of graduates of the College. The records comprise archives, multimedia (chiefly photographs, videotapes, audiotapes, trophies and presentation items) and personal papers of former College staff and students.

4. USERS

The collections are available to all members of the University and to other serious researchers. Library membership is not required. It is advisable to contact the appropriate divisional librarian in advance to gain access.

5. SELECTION CRITERIA

Material is acquired primarily by donation, but provision may also be made for deposit of material on behalf of organisations and individuals. In some instances, particularly literary papers, material may be acquired by purchase, and in rare instances, by transfer from other institutions. The relevant librarian formalises the transaction in writing, usually by completing a deed of gift form with appropriate access conditions as necessary.

The Library maintains relationships with staff and former staff to identify and attract research collections. Library staff work with relevant academic and recognised subject specialists to build on collection strengths and to ensure that the University's current teaching learning and research profile is reflected in its collection development.

Material collected*
Archives and manuscripts which inform the teaching, learning and research goals of the University of Auckland (across all Departments). These include:

  • People and organisations related to the University of Auckland. Examples include research papers of academic staff, records of University cultural groups, archival collections from the Auckland University Press and oral history interviews with retired staff.
  • Trade unions (Auckland branch) (General Library)
  • Literary manuscripts with an emphasis on Auckland authors (General Library)
  • Political organisations (Auckland branch) (General Library)
  • Maori and Pacific research (General Library)
  • Architectural drawings and related materials (Architecture Library)
  • Planning history material including district schemes, cadastral maps and papers relating to planning issues (Architecture Library)
  • Archives and manuscripts relating to the Elam School of Fine Arts and to staff and students of the school while they were at Elam (Fine Arts Library)
  • Film, television and media studies
  • Asian studies
  • Immigrant communities in Auckland
  • Health and medicine

* While the Library will make every endeavour to meet these criteria, collecting programmes are subject to adequate resourcing in terms of acquisitions funding, staff time and appropriate accommodation.

Material not collected
The University Library is not responsible for the archives of the University of Auckland which are administered by the Vice-Chancellor's Office.

Collections identified as particular strengths of other Auckland institutions by the Auckland Heritage and Archivists' Group (AHLAG), in September 1997, specifically:

  • Applied arts - AR
  • Applied science and technology - Museum of Transport and Technology
  • Drama - AP
  • Environmental - AR
  • Forestry - AR
  • Maritime - National Maritime Museum (Auckland)
  • Military history - AR
  • Mining - AR
  • Missionary papers - AR, AP
  • Music - AP
  • Natural science - AR
  • Women's organisations - AR, AP

AR=Auckland War Memorial Museum
AP=Auckland City Libraries

  • National-level archives of organisations which are referred to the Alexander Turnbull Library.
  • National-level manuscript collections of people whose papers have already been collected by other repositories or with whom other repositories have a contractual relationship.
  • Records of central and local government agencies which fall under the jurisdiction of the Public Records Act 2005.

6. COLLECTION PRIORITIES

These priorities are based on the University's strategy "maintaining and developing quality collections, libraries, archives, technology and information services to support the teaching, learning, research and creative work of the University". They will be the collecting priorities for the next 5-10 years, resources permitting, to be pursued on a proactive basis rather than by relying on the mostly passive donation approach of the past.

  1. Archives and manuscripts generated by academic staff which are recognised as primary source material for the teaching, learning and research goals of the University of Auckland. This material may be generated within any department of the University and may include collections from retired staff.
  2. Literary manuscripts.
    There has been excellent collaboration between the Library and the English Department over recent years over the Robin Hyde collection, the New Zealand Electronic Poetry Centre initiative, and the "Big Smoke" poets. The extent to which these initiatives support the development of a research library has been recognised at the highest levels of the University and should be the main focus of collecting in the immediate future.
  3. Political material.
    The General Library archives collection has an excellent range of material relating to political parties, political figures, and political organisations in the Auckland region (including trade unions), mainly focussed on the Left. There is scope for collecting a more balanced range of material across the political spectrum. Members of the Political Studies Department have been instrumental in drawing material to the archives collection in the past and should be approached for assistance with further developments.
  4. Maori material.
    The emphasis should be on acquiring archives of Maori organisations and contemporary individuals, rather than duplicating the strong cultural and historical collections of AR and AP. The Ranginui Walker papers and the Auckland District Maori Council material form a strong base from which to build, and the advent of the Maori Services Team provides an excellent vehicle for ensuring this area is developed in a culturally appropriate manner. Practices re Maori material should conform to the Library's policies regarding taonga and the principles of kaitiakitanga.
  5. Architectural and Planning material.
    Architectural drawings, specifications and associated project photographs and documentation from architects and planners who practice in the Auckland region, particularly relating to the Auckland built environment and graduates of the University of Auckland School of Architecture, Property & Planning. 
  6. Fine Arts material.
    Archives and manuscripts relating to the work of artists associated with the Elam School of Fine Arts, 

7. FORMATS

Material is acquired regardless of format, including electronic records.

8. GENERAL CONDITIONS

The following conditions apply to the collecting of archives and manuscripts:

  • The scope of the collection meets the criteria outlined in Section 5 above.
  • The donor has the legal right to transfer ownership of the collection to the University Library.
  • The collection is appraised according to archival principles to ensure it is of permanent retention value.
  • The Library must be able to accommodate the material.
  • The material must be free of legal encumbrances or excessive access restrictions which will make it difficult to administer and will reduce its value to researchers.
  • The material becomes the property of the University Library, or its responsibility, and will be administered at its discretion.

9. SPECIAL CONSIDERATIONS

While the University Library will endeavour to adhere to these guidelines, and will promote them to potential donors, it recognises that in some instances a donor may favour a particular institution over another for a variety of reasons. In such instances, it is better to comply with the donor's wishes in order to see the material preserved. In addition, it may be in the interests of the University Library to accept material which is out-of-scope, in order to acquire more significant and relevant material in the future. There may be other more compelling institutional reasons to accept donations of out-of-scope material which will be evaluated on a case-by-case basis.

The University Library recognises it has a long-term commitment to archival materials in its care, and that the removal of materials will only be done under special circumstances so as not to deter potential donors. In the rare event that the Library wishes to de-accession any archival material, these procedures should be followed:

  • Wherever possible, material should be offered to other institutions in the Auckland region whose collecting policies more closely reflect the subject matter (for example, war diaries transferred to the Auckland War Memorial Museum).
  • If no other institution wishes to take the material, the Library may dispose of the material according to normal withdrawal criteria, and in consultation with the donor where feasible.

Exhibitions and displays featuring archives and manuscripts are recognised as useful educational and promotional opportunities as long as environmental guidelines and security controls are in place. Where this is not possible the use of facsimiles for display is advised. These controls also apply to lending material to other institutions. Written agreements including insurance terms should be supplied.

Stephen Innes, Special Collections Librarian
Jane Wild, Library Manager, Creative Arts & Industries and Special Collections
December 2009